GoodReturns | NZ’s financial adviser news-item centre

Broaden view on custody

Increasing regulation of investment clients’ custody arrangements should not just be for DIMS providers, industry participants say.

Susan Edmunds

Wed, Jul 31st 2013 06:09AM

Code needs refreshing: Ireland

Thursday deadline date for LM fund

FMA tells advisers how to give limited advice

[Weekly Wrap] Who has the responsibility?

Problem found with AML

Little improvement in financial literacy: Hughes

Dispute schemes offering carrots to advisers

FMA files market manipulation claims

Performance fees pay off for Milford

Investor lodges complaint against FMA

AFAs face more DIMS hurdles

[Weekly Wrap] KiwiSaver-only adviser mooted

Plans for a KiwiSaver only adviser being considered

Get out of bonds and into shares: Pain

KiwiSaver managers have work to do: FMA

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