GoodReturns | NZ’s financial adviser news-item centre

MED proposes exempting independent advice from securities law

The Ministry of Economic Development is seeking comment on whether it should exempt investment recommendations from independent financial advisers from securities law.

Paul McBeth

Thu, Jun 24th 2010 05:02AM

Moral victory for investors; financial victory for ANZ

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Court action against ANZ, ING not worth the extra fine, regulator says

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ANZ settlement implications for financial advisers

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ANZ reaches record settlement over ING funds

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News round-up

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Weekly wrap: What a regulatory mess we have

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Don't blame us: Consumer

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IFA will expel banned Timaru adviser

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Plenty left over for Allied Farmers if 5 Mile deal proceeds

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Consumer financial adviser study ‘seriously flawed’

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Brook calls lawyers into scrap with Devon moves

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MMG loses CEO; Brook gets back a manager

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News round-up

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[Weekly Wrap] Prepare yourself for next bout of regulations

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