GoodReturns | NZ’s financial adviser news-item centre

Power plugs holes in financial adviser legislation

Commerce Minister Simon Power has plugged some of the holes in the financial adviser legislation, announcing cabinet sign-off to allow groups of related companies to register as qualifying financial entities (QFEs).

Paul McBeth

Thu, May 6th 2010 10:09PM

Open Polytech puts off assessing ‘Standard C’ for now

2 min read

First dispute resolution scheme approved

2 min read

Advisers given more time to comply with new regs

5 min read

Sovereign takes regulation bull by the horns

3 min read

Sovereign paying for advisers to study

2 min read

Reserve dispute resolution scheme wants to be "independent"

2 min read

ETITO registration and booking system launched

2 min read

Advisers need to put aside a day a week NOW

3 min read

Confidence in regulation helping businesses to grow

2 min read

ETITO releases assessment pricing for advisers

5 min read

Financial adviser legislation threatens NZ’s reputation: Chapman Tripp

2 min read

Regulation of advisers already increasing confidence

3 min read

[The Code] Draft Code adds momentum to financial adviser regulation

5 min read

Code changes rules around education

3 min read

Draft code of conduct finally out

2 min read

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