GoodReturns | NZ’s financial adviser news-item centre

Quick guide to the licensing process

The Securities Commission says people wanting to become an AFA have less than 50 days to get their application in to ensure it is processed by the July 1 start date for the new regime. Jenha White provides a quick guide of what AFAs need to do.

Fri, Feb 11th 2011 05:00AM

Regulation

Financial advisory sector expected to shrink 20%

2 min read

Regulation

Back to business for associations

2 min read

Regulation

Two tiered AFA disclosure

3 min read

Regulation

The first AFAs announced

2 min read

Regulation

Sole advisers already registered can get refunds

2 min read

Regulation

Take a breath – registration deadline is months away

2 min read

Regulation

ETITO offers financial incentive to advisers

2 min read

Regulation

Consideration for sole traders to register once

2 min read

Regulation

AFAs have to disclose remuneration, but not RFAs

2 min read

Regulation

Commissioner takes final step, and issues stern warning

2 min read

Regulation

Disclosure regulations approved

2 min read

Regulation

ISO defends its fee structure

2 min read

Regulation

Advisers not listening to regulation messages: Frampton

2 min read

Regulation

Sec Com gives clarity on registration and deadlines

2 min read

Regulation

The ABC of authorisation

1 min read

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