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Quick guide to the licensing process
Regulation

Quick guide to the licensing process

The Securities Commission says people wanting to become an AFA have less than 50 days to get their application in to ensure it is processed by the July 1 start date for the new regime. Jenha White provides a quick guide of what AFAs need to do.

Fri, Feb 11th 2011 05:00AM

Financial advisory sector expected to shrink 20%

Financial advisory sector expected to shrink 20%

2 min read
Back to business for associations

Back to business for associations

2 min read
Two tiered AFA disclosure

Two tiered AFA disclosure

3 min read
The first AFAs announced

The first AFAs announced

2 min read
Sole advisers already registered can get refunds

Sole advisers already registered can get refunds

2 min read
Take a breath – registration deadline is months away

Take a breath – registration deadline is months away

2 min read
ETITO offers financial incentive to advisers

ETITO offers financial incentive to advisers

2 min read
Consideration for sole traders to register once

Consideration for sole traders to register once

2 min read
AFAs have to disclose remuneration, but not RFAs

AFAs have to disclose remuneration, but not RFAs

2 min read
Commissioner takes final step, and issues stern warning

Commissioner takes final step, and issues stern warning

2 min read
Disclosure regulations approved

Disclosure regulations approved

2 min read
ISO defends its fee structure

ISO defends its fee structure

2 min read
Advisers not listening to regulation messages: Frampton

Advisers not listening to regulation messages: Frampton

2 min read
Sec Com gives clarity on registration and deadlines

Sec Com gives clarity on registration and deadlines

2 min read
The ABC of authorisation

The ABC of authorisation

1 min read

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Good Returns was established in 1997 and was one of the first successful online publishers in New Zealand and continues to be a publishing leader. Good Returns is held in high-regard by its target audience, the financial services industry. A team of highly experienced business journalists update the site daily with topical, breaking and relevant news and views. The team is led by founder and publisher Philip Macalister.
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