GoodReturns | NZ’s financial adviser news-item centre

Concern DIMS rules may force advisers out

There are fears few individual advisers will be able to keep up with the compliance requirements for Discretionary Investment Management Services (DIMS) once the Financial Markets Conduct Act comes into force.

Susan Edmunds

Tue, Mar 25th 2014 05:00AM

FMA changes tack on AFA reporting requirements

2 min read

Most DIMS will be class: FMA

2 min read

AFA monitoring reveals some gaps

2 min read

Report questions FMA model

3 min read

Non-CPD training 'still worthwhile'

2 min read

Ross refund timeframe extended

1 min read

Researcher outlines NZ plans

2 min read

Asset allocation by peer review

1 min read

Advisers drifting towards big organisations

2 min read

Conference-hopping not CPD, advisers told

2 min read

FMA drops case against Bridgecorp

3 min read

DIMS a two-step process

3 min read

Inflation a hurdle for advisers this year

3 min read

Capital guarantee no silver bullet

2 min read

Weekly Wrap: DIMS ding dong

2 min read

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