GoodReturns

New code approved

A new version of the Code of Conduct for financial advisers has been signed off by the Commerce Minister. [Copy of Code attached]

Fri, Mar 28th 2014 07:31AM

PAA boss: More focus on regional brokers

Investors told to seek protection

Concern DIMS rules may force advisers out

FMA changes tack on AFA reporting requirements

Most DIMS will be class: FMA

AFA monitoring reveals some gaps

Report questions FMA model

Non-CPD training 'still worthwhile'

Ross refund timeframe extended

Researcher outlines NZ plans

Asset allocation by peer review

Advisers drifting towards big organisations

Conference-hopping not CPD, advisers told

FMA drops case against Bridgecorp

DIMS a two-step process

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