GoodReturns | NZ’s financial adviser news-item centre

Act penalties insufficient

A former Financial Markets Authority regulator says the fine handed down to Christchurch adviser Rodney Bourke-Shaw was not severe enough, but the Financial Advisers Disciplinary Committee had its hands tied.

Susan Edmunds

Wed, Oct 2nd 2013 06:00AM

IFA CEO resigns

1 min read

Fixed interest a fine balance for advisers

2 min read

Kiwi money man has assets frozen and passport surrendered

2 min read

Time to rethink reporting of returns

2 min read

[Weekly Wrap] Ross still making headlines

2 min read

Adviser fined for using Ross Asset Management

3 min read

Small-spend trips a big adviser disclosure concern

2 min read

Advisers should be coaches: Kneebone

2 min read

Blow for Ross investors

2 min read

Perpetual now officially an Australian firm

2 min read

Regulation inhibiting advice

2 min read

Pressure on Kiwi equities market

2 min read

[Weekly Wrap] Forward planning and looking back

2 min read

Sharebrokers now in FMA's sights

2 min read

Whatever gets you through...retirement

2 min read

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