GoodReturns | NZ’s financial adviser news-item centre

FMCA is here - time for FAA part two?

There are calls for something to be done to address the compliance burden that has arisen as a result of the Financial Advisers Act, now that the Financial Markets Conduct Act is taking effect.

Susan Edmunds

Tue, Apr 1st 2014 06:00AM

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One month until Code kicks in

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[WEEKLY WRAP] Getting a handle on AFAs

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Default providers announced

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New code approved

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PAA boss: More focus on regional brokers

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Investors told to seek protection

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Concern DIMS rules may force advisers out

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FMA changes tack on AFA reporting requirements

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Most DIMS will be class: FMA

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AFA monitoring reveals some gaps

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Report questions FMA model

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Non-CPD training 'still worthwhile'

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Ross refund timeframe extended

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Researcher outlines NZ plans

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Asset allocation by peer review

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