GoodReturns

AFAs still struggling with requirements: FMA

Authorised financial advisers need to bring their business practices up to standard or face referral to the Financial Advisers Disciplinary Committee, the FMA has warned.

Susan Edmunds

Mon, Sep 15th 2014 06:00AM

Bank KiwiSaver 'cause for concern'

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[Weekly Wrap] Bank bashing

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Regulation of liquidity pondered

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Bank advice concerns questioned

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Everett: Get good advice

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Fees a hurdle for advisers

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EDRs not an easy fit for advisers

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Asset managers troubled by regulatory cost

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Audit cost drives adviser to offer service

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800 AML returns sent to FMA

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Bank advice 'an area of concern'

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What’s the point of independent advisers?

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[Weekly Wrap] Regulators need to be careful with funds firms

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Older investors a key concern: Commission

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Ignore technology at your business' risk

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