GoodReturns | NZ’s financial adviser news-item centre

[Weekly Wrap] Massive warning to advisers over record-keeping

Authorised Financial Adviser ends up in front of disciplinary committee after being dobbed in by his QFE.

Mon, Jun 2nd 2014 02:15PM

Code Committee members sought

Suppression, supervision for Adviser X

Class DIMS options coming

Adviser X judgement reserved

Adviser X faces disciplinary committee

Getting advisers to shake up the KiwiSaver market

Dealer groups join

Watch out for the risk-averse, advisers told.

Kiwis seek out expert advice

Strict rules for disclosure

Work to do to rebuild trust: FMA boss

Focus on value for members: New IFA president

Transition period likely needed for DIMS rules

Role for Guardian Trust's AFAs: Barnes

ASB tops FundSource rankings

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