GoodReturns | NZ’s financial adviser news-item centre

FMA: We don't expect many personalised DIMS authorisations

Just a handful of authorised financial advisers are likely to be able to offer personalised discretionary investment management services (DIMS) after the middle of next year, the Financial Markets Authority says.

Susan Edmunds

Wed, Nov 26th 2014 06:00AM

Regulation

Adviser designations need attention: Scott

2 min read

Regulation

10% miss Information Return deadline

1 min read

Regulation

RFA requirements 'inadequate'

2 min read

Regulation

The costs of being an AFA

1 min read

Regulation

Shorter version of return gets green light

3 min read

Regulation

Return 'may just add work for advisers'

3 min read

Regulation

Worry at DIMS 'overkill'

2 min read

Regulation

Call to add reasonableness standard

2 min read

Regulation

Taking professional bodies out of the equation 'a boost'

2 min read

Regulation

Professional bodies 'will have to push harder' on CPD

3 min read

Regulation

Draft version of revised code released

2 min read

Regulation

FMA says it will do better with FMCA than AML

3 min read

Regulation

AFAs set to produce their own annual reports

2 min read

Regulation

Advisers still getting to grips with regulation

2 min read

Regulation

Increasing numbers of RFAs moving towards AFA status

3 min read

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